Seminar 1 The regulatory environment
Seminar 1: The regulatory environment
| Duration: | 2 hours |
| Level: | Introductory / Intermediate |
| Suitable for: | As well as being targeted at Compliance Officers, MLROs, MLCOs and other risk management professionals, this seminar is also aimed at members of senior management and board members keen to know more about what to expect from the risk control functions within their organisations. |
| CPD Hours: | 2 |
| Cost: | £95.00 |
| Dates: | Thu 08 Mar 2012 Book Now »
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Seminar content
Date: 8th March 2012
- Why financial services are regulated
- The consequences of regulatory failure
- The principles of regulation
- Relevant laws/regulations and codes
- Regulatory agencies
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