Seminar 8 Handling Enforcement Action
Seminar 8: Handling Enforcement Action
| Duration: | 2 hours |
| Level: | Introductory / Intermediate |
| Suitable for: | As well as being targeted at Compliance Officers, MLROs, MLCOs and other risk management professionals, this seminar is also aimed at members of senior management and board members keen to know more about what to expect from the risk control functions within their organisations. |
| CPD Hours: | 2 |
| Cost: | £95.00 |
| Dates: | Thu 25 Oct 2012 Book Now »
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Seminar content
Date: 25th October 2012
- What is enforcement action?
- Who are the enforcers?
- Responding to production orders
- Avoiding fishing expeditions
- Legal professional privilege
- Managing an internal investigation
- Managing the risk of document destruction and creation
- Issues arising during an inspection process
- Responding to asset seizure attempts
- The likely impact of civil confiscation provisions
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