IAD Unit 3
IAD Unit 3
| Duration: | 8 weeks |
| Level: | Ofqual Level 4 |
| Suitable for: | Experienced and new advisers seeking RDR compliance |
| CPD Hours: | |
| Cost: | £750.00 |
| Dates: | Wed 29 Feb 2012 Book Now »
Tue 02 Oct 2012 Book Now » |
Overview
The IAD is the CISI’s new qualification specifically developed to comply with the new examination standards of the RDR/RFA. It appears on the FSA’s/JFSC’s appropriate examination list and is at Diploma level to reflect the amount of learning required.
Learning outcomes
The IAD is for both new and existing advisers aiming to achieve competent status in relation to investment advice under new RDR/RFA guidelines.
Typical learning outcomes will include:
- Understanding of the principles of investment risk and return
- An understanding of the regulatory framework relating to financial crime
- A knowledge of the conduct of business rules covering the fair treatment of customers, the provision of advice and services and client money protection
- The ability to confidently explain the complaints and compensation framework
- Understand the macro-economic environment
- Be able to discuss investment products and the principles of investment advice and planning
Dates
Spring/Summer: starts 28 March 2012 (17:30–19:30)
Autumn/Winter: starts 02 October 2012 (17:30–19:30)
Cost
£750 (including materials)
All costs exclude exam fees, which are payable to CISI directly
In-house: This course can be organised in-house if numbers allow
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