IOC Unit 4
| Duration: | Two days |
| Level: | Ofqual Level 3 |
| Suitable for: | Employees working in, or aspiring to work in, operations for both wholesale and retail firms. |
| CPD Hours: | |
| Cost: | £500.00 |
| Dates: | Wed 21 Nov 2012 Book Now »
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Overview
The Chartered Institute for Securities & Investment (CISI) is the principal provider of qualifications for the securities and investment industry. Its exams are taken in over 75 countries. The IOC is a global practitioner-led programme and equips individuals with an overview of the financial services industry and its regulation as well as providing a detailed picture of their particular industry sector.
Course content
Unit selection depends on individual circumstances but delegates would complete the two core units:
- Unit 1: Introduction to Securities and Investment
- Unit 2: FSA Financial Regulation
Followed by one technical unit relevant to the role of either:
- Unit 3: Risk in Financial Services
- Unit 4: Administration of Settlement and Investments (formerly known as Private Client Administration)
To be awarded the full IOC delegates must secure passes in three units. Each examination is in multiple-choice format.
Learning outcomes
The IOC is a foundation qualification for people working in operations.
Students receive free student membership for 12 months on completion of the qualification registration form.
Typical learning outcomes will include:
- An understanding of the principles of regulation
- Be able to competently discuss investment asset classes and products
- An understanding of the regulatory framework relating to financial crime
Dates
Autumn/Winter: 21 November 2012 (Tuition) / 06 December 2012 (Revision day)
Cost
£500 per unit (including all materials but excludes exam costs)
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