JFSC Proposed Table 5

This qualification is currently included or recently proposed to be included in the JFSC Qualification Table 5 for the TCB sector.

Dates

Closing enrolment date: 1 March 2012

Workshop One: 25 April 2012
Workshop Two: 2 August 2012
Examination: 13 September 2012

Cost

£1300 (+ local taxes) plus an additional assessment fee of £175

Overview

As a financial services professional involved with the management of risk in your firm, your role is varied. You are likely to be responsible for the creation and implementation of a compliance strategy as well as the prevention of money laundering and fraud. Protecting your firm from financial loss and reputational damage is a difficult task. It demands up-to-date knowledge of the issues and practical, useful skills that you can apply every day.

To meet your training and education needs, we have created the ICA International Advanced Certificate in Compliance and Financial Crime. The programme is split into the core area of Compliance, with subsidiary units on Anti-Money Laundering and Financial Crime Prevention. It will provide you with practical skills to enable you to foster a compliance culture within your organisation.

Key features

• An intermediate-level education programme that takes nine months to complete
• Comprehensive, detailed course materials that can be used in the workplace
• Completion of one assignment and one open‑book examination
• Written by experienced industry practitioners
• Extensive support and resource material
• Awarded in association with The University of Manchester Business School

Programme content

The programme is split into the core area of Compliance, with subsidiary units on Anti-Money Laundering and Financial Crime Prevention.

Compliance (Core Module)

Unit 1: Understanding the Regulatory Environment

• The Objectives of Financial Services Regulation
• The Background to Regulation
• The Regulatory Timeline
• Consumer/Investor Protection

Unit 2: International Regulation

• Regulators and their Powers
• International Regulatory Models
• Overview of Recent International Legislation
• The Impact of EU and International Legislation on the UK Landscape

Unit 3: Compliance in Practice

• Compliance Structure
• The Role of the Compliance Officer
• Key Compliance Activities and Processes

Unit 4: Anti-Money Laundering

Unit 5: Financial Crime Prevention

Benefits to individual

• Career progression
• Increased knowledge, developed skills
• Enhanced workplace performance
• Verifiable evidence of learning (designation Adv Cert. FCP Comp)

Benefits to organisation

• Reduced financial risk
• Enhanced reputation
• Developed skills within the team

How to apply

Apply online at www.int-comp.org or download an enrolment form and return by fax or post to:
International Compliance Training
Wrens Court
52-54 Victoria Road
Sutton Coldfield
West Midlands B72 1SX
United Kingdom

Tel: +44 (0)121 362 7501
Fax: +44 (0)121 240 3002

Email: ict@int-comp.com

Course enrolment

Once your enrolment form has been received and processed, you will be sent your course manual and login details to access the Online Resource Centre, Knowledge Bank, Members’ Directory, etc. of the ‘Members Only’ section of the ICA website at: www.int-comp.org and the ICT website at: www.int-comp.com.