ICA International Certificate in Compliance Awareness
| Duration: | 1-3 months |
| Level: | Introductory |
| Suitable for: | All staff working in the compliance arena, internal and external audit staff, all staff working in risk functions and regulatory representatives. |
| CPD Hours: | N/A |
| Cost: | £450.00 |
| Dates: | Fri 31 Aug 2012
|
Dates
Closing enrolment date: 28 May 2012
Workshop and examination: 31 August 2012
Cost
£450 plus an additional assesment fee of £100
Overview
Good compliance equals good business and good compliance is the responsibility of all staff. Ensuring all are trained in the compliance discipline can help you better manage your risk. The ICA International Certificate in Compliance Awareness provides a good introduction to compliance. It provides the contextual understanding your staff need to approach their responsibilities with confidence.
Key features
- An introductory level education programme taking 1-3 months to complete
- Comprehensive, detailed course materials that can be used in the workplace
- Written and delivered by experienced industry practitioners
- Extensive support and resource material
- One full-day workshop (subject to sufficient numbers)
- A one-hour multiple-choice examination
Programme content
Module 1: Understanding the Regulatory Environment
- The Objectives of Financial Services Regulation
- The Background of Regulation
- The Regulatory Timeline – Significant Dates and Pivotal Legislation
- Consumer/Investor Protection
Module 2: International Regulatory Practices
- Regulators and their Powers
- International Regulatory Models
- Overview of Recent International Legislation
Module 3: Operational Compliance
- Compliance Structure
- The Role of the Compliance Officer
- Processes and Procedures
Module 4: Other Key Compliance Areas
- Anti-Money Laundering
- Financial Crime Prevention
- Market Abuse
- Managing Risk
How to apply
Apply online at www.int-comp.org or download an enrolment form and return by fax or post to:
International Compliance Training
Wrens Court
52-54 Victoria Road
Sutton Coldfield
West Midlands B72 1SX
United Kingdom
Tel: +44 (0)121 362 7501
Fax: +44 (0)121 240 3002
Email: ict@int-comp.com
Course enrolment
Once your enrolment form has been received and processed, you will be sent your course manual and login details to access the Online Resource Centre, Knowledge Bank, Members’ Directory, etc. of the ‘Members Only’ section of the ICA website at: www.int-comp.org and the ICT website at: www.int-comp.com.
Workshops
Please note that attendance at the workshop is compulsory and we recommend that you book well in advance. For further details of workshop dates, please consult the JIBS website.
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