Compliance Officer Update
Compliance Officer Update
| Duration: | 1 day |
| Level: | See Below |
| Suitable for: | This course is designed for managers with responsibility for financial crime, risk managers, MLROs and MLCOs, managers with operational responsibility for risk control functions and internal audit staff. |
| CPD Hours: | 6 |
| Cost: | £295.00 |
| Dates: | Thu 18 Oct 2012 Book Now »
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Overview
This course provides an update on core regulatory developments and recent case law and typologies for those working within the compliance sector.
Course content
- Recent issues and lessons learned
- What should be on your radar?
- Results of the themed examination programme and implications for the industry
- AML and CFT typologies
- Changes to legislation
- Barriers to an effective compliance culture
- The impact of the IMF report on Compliance roles
- Sanctions
Learning outcomes
Having attended this course, delegates will:
- Be brought up to date with the current thinking at the Commission
- Be able to review and assess the impact of recent cases and emerging typologies on their own organisations
- Have gained an awareness of changes in civil law and recovery mechanisms
What's New
Open Day on Saturday 28 April for New Degree Programme
An opportunity to find out more about the BSc (Hons) International Financial Services at the Business SchoolRead More »
CPD Plus Seminar Series 2012-2013 starting 16 May
The 2012–2013 CPD Plus Seminar Series will comprise ten seminars of 50-60 minutes followed by a 15 minute Q&A, plus two highlight events.Read More »