How to Due Diligence Clients
How to Due Diligence Clients
| Duration: | ½ day |
| Level: | See Below |
| Suitable for: | All financial services business staff who are involved in a CDD process e.g. compliance officer, MLRO, director, risk managers and client-facing staff. |
| CPD Hours: | 3 |
| Cost: | £155.00 |
| Dates: | Wed 07 Mar 2012 Book Now »
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Overview
This course addresses the factors involved in the CDD process and the obligation on financial services business staff to identify and verify an applicant for business.
Course content
- CDD – what, why and when
- The risk-based approach to CDD
- Understanding commercial rationale
- CDD profiling
- Barriers to effective CDD
- Available CDD software and making effective searches
Learning outcomes
Having attended this course, delegates will:
- Be equipped to undertake their CDD obligations under Statute and the Handbook
- Have obtained a greater understanding and appreciation of the risk-based approach and how CDD works as an essential risk management function
What's New
Open Day on Saturday 28 April for New Degree Programme
An opportunity to find out more about the BSc (Hons) International Financial Services at the Business SchoolRead More »
CPD Plus Seminar Series 2012-2013 starting 16 May
The 2012–2013 CPD Plus Seminar Series will comprise ten seminars of 50-60 minutes followed by a 15 minute Q&A, plus two highlight events.Read More »