Health Checking your AML CTF and Sanctions Systems and Controls
Health Checking your AML/CTF and Sanctions Systems and Controls
| Duration: | 1 day |
| Level: | |
| Suitable for: | MLCOs, MLROs, Internal Audit, Directors |
| CPD Hours: | 6 |
| Cost: | £295.00 |
| Dates: | Thu 31 May 2012 Book Now »
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Overview
This workshop is designed to equip you with the tools required for an AML themed review of your business by the JFSC. All firms must be able to demonstrate a reasonable and proportionate approach that brings them into compliance with the provisions of the Money Laundering (Jersey) Order and JFSC Handbook
Course content
- Developments in AML and Sanctions Risk. Are you off the pace?
- Checking clarity around key AML risk functions. Are roles and responsibilities clear?
- Assessing your AML and Sanctions systems and controls. Are they proportionate?
- Evaluating monitoring programs and making sense of results
- Sense checking your SAR’s
- Health checking your training and awareness programme
- Common problems/issues
- Case studies
- Group exercises
Learning outcomes
By the end of the workshop delegates will be able to
- Objectively consider the robustness of existing AML and Sanctions systems and controls in the context of the evolution of those threats
- Identify necessary remedial steps
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