How to Due Diligence Clients
| Duration | Half Day |
| Level | Intermediate |
| Suitable for | All financial services business staff who are involved in a CDD process e.g. compliance officer, MLRO, director, risk managers and client-facing staff. |
| CPD hours | 3 hours |
| Cost |
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| Dates |
Course Content
- CDD: what, why and when?
- The risk based approach to CDD
- Understanding commercial rationale
- CDD profiling
- Barriers to effective CDD
- Available CDD software and making effective searches
Learning Outcomes
Having attended this course, delegates will:
- Be equipped to undertake their CDD obligations under Statute and the Handbook, together with obtaining a greater understanding and appreciation of the risk based approach and how CDD works as an essential risk management function