Insider Dealing, Market Manipulation and Market Abuse
| Duration | Half Day |
| Level | Intermediate |
| Suitable for | As well as being targeted at compliance officers, MLROs, MLCOs and other risk management professionals this course is also aimed at all staff, including senior management and board members, keen to know more about insider dealing and market abuse within the financial markets. |
| CPD hours | 3 hours |
| Cost |
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| Dates |
Course Content
- Drivers for legislation
- An overview of the UK position
- Ethics and integrity
- What is insider dealing?: Case studies
- An overview of the Jersey legislation
- The facilitation of insider dealing through offshore arrangements
- The impact of the EU MAD Directive for Jersey
- What is market manipulation?: Case studies and tactics
- Measures to prevent abuse
Learning Outcomes
Having attended this course, delegates will:
- Be able to recognise activity and behaviours that may indicate insider dealing/market abuse and in turn be equipped to build strategies within their risk management functions to manage this risk