Financial Crime Prevention
| Duration | 10 months x 2 hours |
| Level | Intermediate |
| Suitable for | As well as being targeted at compliance and risk mitigation professionals, the Programme is also aimed at senior management with whom the ultimate responsibility for financial crime prevention rests. |
| CPD hours | 20 hours |
| Cost |
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| Dates |
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Programme Content
Seminar 1: Fraud
Date: 22nd February 2010
- What is Fraud?
- Fraud types
- Causes of fraud
- Impact of fraud
- Assessing an organisation's vulnerability to fraud
- Fraud prevention and corporate governance
- Strengthening anti-fraud measures
Seminar 2: Market Abuse
Date: 17th March 2010
- Ethics and integrity
- Regulatory overview – Jersey and the United Kingdom
- Insider dealing and market abuse
- Market manipulation tactics
- The Law in Jersey
- Measures to prevent market abuse
- Case studies
Seminar 3: Money Laundering
Date: 28th April 2010
- Dispelling the myths about money laundering
- The risk based approach and money laundering prevention
- Permutations of laundering abuse of financial services and products
- Identifying money laundering risk in your workplace
- Recent case studies
Seminar 4: Terrorist Financing
Date: 26th May 2010
- How does terrorist financing differ from money laundering?
- An overview of Terror Legislation
- Misuse of charities, NGO's, informal banking methods, cash couriers, gold & diamonds and banking
- Identifying heightened terrorist-financing risk in certain relationships
- Case studies
Seminar 5: Corruption
Date: 16th June 2010
- Corruption as an issue
- Corruption methodologies
- Laundering methodologies
- The role of financial institutions
- Asset recovery
- The law
- Mitigating your risk of exposure to corruption
Seminar 6: Sanctions
Date: 7th July 2010
- Understanding different sanctions regimes
- The influence of the US
- OFAC
- The export of US compliance obligations
- Case studies
Seminar 7: Analysing International Scandals
Date: 22nd September 2010
- The Natwest 3
- Abacha
- Riggs Bank
- AIB All First
- Parmalat
Seminar 8: Analysing Local Scandals
Date: 20th October 2010
- Maluf
- Michel and Gallichan
- Qatar
- Hanover Bank
- Rupert Seal
Seminar 9: Investigation and Prosecution of Financial Crime
Date: 24th November 2010
- A prosecutor's case study
- How investigations commence
- How cross jurisdiction assistance is sought and provided
- The law on international co-operation
Seminar 10: The Danger of the US Dollar
Date: 15th December 2010
- Information dissemination
- Patriot Act – Section 317
- Patriot Act – Section 318
- Patriot Act – Section 319
- Extradition provisions
- OFAC
- Case studies
- The threat of the Stop Tax Haven Abuse Bill
Learning Outcomes
- The Programme is designed to ensure all delegates will gain an understanding of the range of financial crime types and the vulnerability of their businesses to those crimes
Additional Information
- Certificates of attendance are provided for each Seminar
- Interchangeable delegate places are available
- An online evaluation questionnaire is sent to all delegates at the end of each seminar