Governance and Compliance
Compliance in Fund Administration
Being able to demonstrate and maintain professional management of a fund's operation and operational risks is crucially important in giving investors comfort and confidence. This course addresses the practicality of having an effective compliance process and how this can be achieved.
Compliance Officer Update
This course provides an update on core regulatory developments and recent case law and typologies for those working within the compliance sector.
Effective Compliance
Defining compliance is the starting point of this course, ensuring delegates have a shared perception of what compliance is. Attendees are then encouraged to think about the benefits of compliance and the conflicts often facing the compliance professional.
How to Design and Manage a Risk Management Framework
This course aims to give a comprehensive introduction to risk management and its benefits.
Introduction to Corporate Governance
Corporate governance failings have been highlighted as contributing factors in the global recession. The duties, responsibilities and conflicts facing the board will be discussed, along with the contribution non-executive directors should, and shareholders could, bring to the organisation in its aim to enhance this area within the business.