Risk Management
Analysing Financial Scandals and Failures
The course identifies some of the key issues emerging from both local and international financial scandals and failures.
Emerging Risks: What You Need to Know
A course identifying some of the key emerging risks such as the gradual rise of the Patriot Act and use of the Foreign Corrupt Practices Act, emerging money laundering methodologies, PEP risk, developments in terrorist financing, extradition and the growth of asset recovery actions.
How Criminals Abuse Offshore Structures
This course will demystify money laundering and illustrate how the products and services that are offered offshore, in conjunction with the way they are sold and administered, contribute to achieving a criminal's objectives.
How to Due Diligence Clients
This course addresses the factors involved in the CDD process and the obligation on financial services business staff to identify and verify an applicant for business.
Insider Dealing, Market Manipulation and Market Abuse
This course aims to give a comprehensive introduction to insider dealing, market manipulation and market abuse within the financial markets.
MLRO and MLCO Induction
This course is split into two halves to provide equal and distinct training on both roles, which are often fulfilled by one and the same person but would provide good insight to those looking to move in either direction.
MLRO and MLCO Update
The course is split into two halves to provide equal and distinct training on both roles, which are often fulfilled by one and the same person, and therefore can be attended in part if both sessions are not required.
Preventing Fraud
This course aims to give a comprehensive introduction to fraud within the financial markets and financial services industry.
Risk Management and Basel II
This is a risk management course approached from the perspective of Basel II, now the legal framework applicable to banks worldwide. The course cuts through the maze of provisions contained in the new Basel II Accord to focus on its practical implications on the banks’ daily business, including the impact on pricing, deal structuring, profitability and ultimately, competitiveness. The 2009 amendments to the Accord are also reviewed.
Sanctions: a Real Threat
A course designed to help delegates understand different sanctions programmes and recognise the impact sanction breaches can have on their organisation.
SARS: Theory and Practice
This course aims to give a non-legalistic, comprehensive breakdown of the legislation by focusing on common problems facing financial services staff in the offshore environment, by providing scenarios and pragmatic advice on how to deal with the question: ‘to report or not to report?’
Terrorist Financing: What are the Risks?
A course designed to help delegates understand the operation of and risks from terrorist financing.
The Danger of the US Dollar
The course identifies some of the key issues when dealing with US regulatory law and enforcement from an extra-territorial perspective. The workshop will provide an overview of pieces of legislation which are driving the export of US legislation and practice and bring to delegates’ attention the facts of cases which are currently before the US courts.
The Money Laundering Order and Handbook Explained
A course looking at the impact of the introduction of the JFSC Handbook and the Money Laundering Order and its subsequent amendments on regulated financial services.